IHM - Frequently Ask Questions (FAQ)

Inventory of Hazardous Materials (IHM)

The Inventory of Hazardous Materials (IHM) is a vital document required for compliance with international regulations like the EU Ship Recycling Regulation and the Hong Kong Convention, encompassing certification for new ships, hazardous materials sampling processes, and ongoing maintenance responsibilities during a vessel’s operational life.

Table of Contents

What is an Inventory of Hazardous Materials (IHM)?

An Inventory of Hazardous Materials (IHM) is a comprehensive document that identifies, locates, and quantifies potentially hazardous materials onboard a vessel. It serves as a crucial tool for ship owners and recycling facilities to manage environmental and health risks throughout a ship’s lifecycle. The IHM consists of three parts:

  • Part I: Materials present in the ship’s structure and equipment
  • Part II: Operationally generated waste
  • Part III: Stores

Part I is required for all applicable ships, while Parts II and III are only prepared when a ship is destined for recycling. The IHM must be properly maintained and updated throughout the ship’s operational life, ensuring compliance with international regulations such as the EU Ship Recycling Regulation and the Hong Kong Convention.

 

Part I: Materials present in the ship’s structure and equipment

Part I of the Inventory of Hazardous Materials (IHM) focuses on hazardous materials contained in the ship’s structure and equipment. It is divided into three subcategories:

  • I-1: Paints and coating systems
  • I-2: Equipment and machinery
  • I-3: Structure and hull

Part I includes only items that are fixed to the ship, such as those welded, bolted, riveted, or cemented, including electrical cables and gaskets. It must list all machinery, equipment, materials, and coatings installed as fixed items. Specific items included are:

  • Hazardous materials in the ship’s structure, such as asbestos in insulation or lead in perforated plates
  • Equipment containing hazardous materials, like mercury in heat gauges or cadmium in switch board housings
  • Batteries that are fixed in place, but not portable batteries or those in storage

Items not required to be listed in Part I include loosely fitted equipment such as portable fire extinguishers, distress flares, and lifebuoys. The IHM must identify the location and approximate quantity of hazardous materials, ensuring consistency with the ship’s arrangements, structure, and equipment.

 

Part II: Operationally generated waste

Part II of the Inventory of Hazardous Materials (IHM) focuses on operationally generated wastes that accumulate during a ship’s service life. This section is completed only when a decision to recycle the ship has been made and before the final survey. It includes:

  • Oily waste (sludge, bilge water, and tank residues)
  • Cargo residues and tank scale
  • Dry cargo residues
  • Medical and infectious waste
  • Incinerator ash
  • Garbage (as defined in MARPOL Annex V)
  • Fuel tank residues
  • Oily or chemical-contaminated rags
  • Batteries (including lead-acid batteries)
  • Pesticides and insecticide sprays

The quantity of these wastes should be estimated, and their approximate quantities and locations listed in Part II of the Inventory. This information is crucial for the ship recycling facility to plan for proper handling and disposal of these materials, ensuring worker safety and environmental protection during the recycling process.

 

Part III: Stores

Part III of the Inventory of Hazardous Materials (IHM) focuses on stores, which are materials carried on board for the ship’s operation and maintenance, but are not permanently fixed to the vessel. This section is only prepared when a ship is destined for recycling. Key items included in Part III are:

  • Batteries that are loosely fitted, including consumer batteries
  • Fire extinguishers and other firefighting equipment
  • Chemical cleaners, including those for electrical equipment and carbon removers
  • Detergents and bleaching agents
  • Medicines and medical supplies
  • Pesticides and insecticide sprays
  • Personal protective equipment
  • Spare parts containing hazardous materials listed in Tables A or B of the IHM guidelines
  • Paints and other maintenance supplies
  • Pyrotechnic devices like flares and smoke signals
  • Compressed gases such as oxygen and acetylene

These items are considered “regular consumable goods” that may contain hazardous materials. While they are necessary for ship operations, they are not integral to the ship’s structure and are unlikely to be dismantled at a recycling facility. The IHM Part III ensures that these potentially hazardous items are properly accounted for and managed during the ship recycling process.

Is the IHM required only for older, previously constructed ships?

The Inventory of Hazardous Materials (IHM) is required for both new and existing ships, not just older vessels. The Hong Kong Convention, which will enter into force on June 26, 2025, mandates that all new ships and existing ships of 500 GT and above must have a valid International Certificate on IHM. For EU/EEA flagged ships, this requirement has been in effect since December 31, 2018 for new ships, and December 31, 2020 for existing ships.

New ships are defined as those for which the building contract was placed on or after the regulation’s application date, or in the absence of a building contract, those with keels laid or at a similar stage of construction after that date. These vessels must have an IHM prepared during the design and construction phase, based on material declarations from suppliers. 

Existing ships, on the other hand, must develop their IHM through document analysis, onboard visual inspections, and sampling. Both categories of ships are required to maintain and update their IHM throughout their operational life to ensure ongoing compliance with regulations.

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IHM Certification for New Ships (500 GT and above)

For new ships of 500 GT and above, IHM certification is significantly more straightforward compared to existing vessels. Under the Hong Kong Convention, all new ships, regardless of flag, must have an International Certificate on IHM starting from June 26, 2025. For EU/EEA flagged ships, this requirement has been in effect since December 31, 2018.

The certification process for new ships involves:

  • Suppliers providing Material Declarations (MDs) and Supplier’s Declarations of Conformity (SDoCs) for all parts and materials used in construction
  • Shipyards compiling this information into the ship-specific Inventory of Hazardous Materials (IHM)
  • Additional investigation of PFOS and HBCDD for EU/EEA flagged vessels to ensure EU Ship Recycling Regulation compliance
  • Submission of the completed IHM to a Recognized Organization for approval and certification
  • Issuance of the International Certificate on IHM or Statement of Compliance, valid for up to 5 years

By integrating IHM requirements into the shipbuilding process, new vessels can more easily achieve and maintain compliance with international regulations throughout their operational lives.

IHM Certification for Existing Ships (500 GT and above)

The Inventory of Hazardous Materials (IHM) must be continuously maintained and regularly reviewed throughout a ship’s operational life. While there is no specific mandated frequency, best practices suggest:

  • Regular reviews as defined in the company’s IHM Maintenance Procedure, which can be monthly, bi-monthly, or quarterly
  • Updates whenever changes occur to the vessel’s particulars, structure, or equipment
  • Reviews of all purchases for each vessel within the defined period

Shipowners should establish an IHM maintenance procedure integrated into their safety management system. The IHM Designated Person (IHM DP) is responsible for:

  • Reviewing all purchases and new installations
  • Collecting Material Declarations (MDs) and Supplier Declarations of Conformity (SDoCs) for relevant products
  • Updating the IHM based on collected information

Additionally, the IHM must be verified during renewal surveys, which occur at intervals not exceeding five years. By maintaining an up-to-date IHM, shipowners ensure ongoing compliance with regulations and facilitate smooth certification renewals.

IHM Maintenance Frequency

Maintaining the Inventory of Hazardous Materials (IHM) during a ship’s operational life is crucial for compliance with international regulations. Shipowners must designate an IHM Designated Person (IHM DP) responsible for keeping the IHM up to date. The IHM DP should review all purchases for each vessel periodically, as defined in the company’s IHM Maintenance Procedure, and collect Material Declarations (MDs) and Supplier Declarations of Conformity (SDoCs) for products falling within the scope of IHM Part I.Key aspects of IHM maintenance include:

  • Updating the IHM when vessel particulars change or when the hazardous material situation changes (e.g., new installations or removals)
  • Maintaining an audit log to track changes made to the IHM
  • Ensuring suppliers provide MD/SDoC forms for all relevant products, even those without hazardous materials
  • Integrating MD/SDoC requirements into purchase order terms and conditions
  • Using management tools like DNV’s IHM Manager to efficiently record and manage documentation

By implementing these practices, shipowners can ensure ongoing compliance with regulations such as the EU Ship Recycling Regulation and the Hong Kong Convention throughout their vessels’ operational lives.

Maintaining IHM During Operations

Maintaining the Inventory of Hazardous Materials (IHM) during a ship’s operational life is crucial for compliance with international regulations. Shipowners must designate an IHM Designated Person (IHM DP) responsible for keeping the IHM up to date. The IHM DP should review all purchases for each vessel periodically, as defined in the company’s IHM Maintenance Procedure, and collect Material Declarations (MDs) and Supplier Declarations of Conformity (SDoCs) for products falling within the scope of IHM Part I.Key aspects of IHM maintenance include:

  • Updating the IHM when vessel particulars change or when the hazardous material situation changes (e.g., new installations or removals)
  • Maintaining an audit log to track changes made to the IHM
  • Ensuring suppliers provide MD/SDoC forms for all relevant products, even those without hazardous materials
  • Integrating MD/SDoC requirements into purchase order terms and conditions
  • Using management tools like DNV’s IHM Manager to efficiently record and manage documentation

By implementing these practices, shipowners can ensure ongoing compliance with regulations such as the EU Ship Recycling Regulation and the Hong Kong Convention throughout their vessels’ operational lives.

Key Substances in IHM

The Inventory of Hazardous Materials (IHM) primarily focuses on reporting substances that pose potential risks to human health and the environment. The main substances reported in an IHM include:

  • Asbestos and materials containing asbestos
  • Polychlorinated biphenyls (PCBs)
  • Ozone-depleting substances (ODS) such as chlorofluorocarbons (CFCs) and halons
  • Anti-fouling systems containing organotin compounds
  • Heavy metals: cadmium, lead, mercury, and hexavalent chromium
  • Radioactive substances
  • Certain brominated flame retardants (HBCDD)
  • Perfluorooctane sulfonic acid (PFOS) and its derivatives

These substances are listed in Table A of Appendix 1 in the IMO guidelines. Additionally, the IHM may include other potentially hazardous materials such as kerosene, lubricating oils, paints, solvents, and various gases used onboard ships. The specific substances reported can vary depending on the ship’s construction, equipment, and applicable regulations, with EU regulations requiring additional substances to be listed compared to the Hong Kong Convention.

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IHM Regulatory Timeline

The latest regulatory updates regarding the Inventory of Hazardous Materials (IHM) introduce significant deadlines and requirements for shipowners and managers:

  • June 26, 2025: The Hong Kong Convention enters into force, requiring all new ships of 500 GT and above to have an IHM and certification at delivery.
  • June 26, 2030: Existing ships of 500 GT and above must comply with IHM requirements or before going for recycling, whichever is earlier.
  • For UAE-flagged ships and foreign ships calling at UAE ports, the deadlines are June 26, 2025, for new ships and June 26, 2030, for existing ships.

Key changes in IHM surveys and certification include:

  • From April 1, 2024, some flag administrations, like Liberia, will directly conduct IHM surveys instead of Recognized Organizations.
  • Surveys can be integrated with other inspections such as Annual Safety Inspections or ISM/ISPS/MLC audits.

Shipowners and managers should prepare well in advance, as the IHM compliance process can take up to three months. They should also ensure ongoing maintenance of the IHM throughout the ship’s operational life to meet these regulatory requirements.

Regulatory Comparison UAE SRR, EU SRR and the Hong Kong Convention (HKC).

The UAE Ship Recycling Regulation (UAE SRR), EU Ship Recycling Regulation (EU SRR), and Hong Kong Convention (HKC) share common goals but differ in key aspects:

  • Scope: The UAE SRR applies to UAE-flagged ships and foreign ships visiting UAE ports, while EU SRR covers EU-flagged ships and non-EU ships calling at EU ports. The HKC has a broader international scope, applying to ships of 500 GT and above operating internationally.
  • Hazardous Materials: Both UAE SRR and EU SRR require the inclusion of two additional substances in the Inventory of Hazardous Materials (IHM): PFOS and HBCDD. The HKC covers 13 hazardous materials, while EU SRR lists 15.
  • Recycling Methods: The UAE SRR imposes stricter requirements by prohibiting both beaching and landing methods for ship recycling. EU SRR sets higher standards than the HKC, regulating waste treatment outside recycling facilities.
  • Implementation: The UAE SRR takes effect in 2025, EU SRR has been in force since December 31, 2020, and the HKC enters into force in June 2025.

These differences reflect each regulation’s unique approach to ensuring safe and environmentally sound ship recycling practices.

Unsure which Regulation applies to your ship? Get in touch and let our experts support you

Non-Compliance Consequences

Non-compliance with Inventory of Hazardous Materials (IHM) requirements can lead to severe consequences for shipowners and operators. Vessels without a valid IHM and accompanying certificate may face:

  • Detention at ports or exclusion from ports and offshore terminals under the Port State’s jurisdiction
  • Significant legal and financial repercussions, including legal disputes and compensation payments
  • Reputational damage affecting business relationships and future operations

 

Port State Control officers may accept evidence of compliance efforts in cases where non-compliance is due to exceptional circumstances, such as during the COVID-19 pandemic. However, the burden of proof lies with the shipowner or master to demonstrate that all possible measures were taken to obtain certification. To avoid these consequences, shipowners should prioritize IHM compliance well in advance of deadlines and establish robust maintenance procedures throughout their vessels’ operational lives.

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